Filed December 2, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRAUTMANN MAHER & ASSOCIATES5 years Filed as: TRAUTMANN MAHER Service code 64 · EIN 91-1526584 | Recordkeeping Fees | $23,113 |
RBC WEALTH MANAGEMENT3 years Service code 28 · EIN 41-1416330 | Investment Management | $5,401 |
Filed as: MUTUAL OF AMERICA LIFE INSURANCE CO Service code 12 320 PARK AVENUE · NEW YORK, NY 10022 | Claims processing; Recordkeeping and ... | $473 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,797 | $58,879-40.9% | $178,490-80.5% | $73,488-52.6% |
| Participation rate | 69.1% | 66.2%+2.9pp | 81.9%-12.8pp | 70.7%-1.6pp |
| Annual return | 12.65% | 24.86%-12.2pp | 151.07%-138.4pp | 28.51%-15.9pp |
| Employer contribution / active EE | $1,631 | $2,236-27.0% | $5,011-67.4% | $2,270-28.1% |
| Participant deferral / active EE | $2,000 | $2,567-22.1% | $5,202-61.6% | $3,740-46.5% |
| Admin fee / account holder | $153 | $400-61.7% | $13,984-98.9% | $513-70.1% |