Filed December 27, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.3+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $154,007 |
GRANT THORNTON LLP1 year Service code 10 · EIN 36-6055558 | Accounting | $36,225 |
AMERICAN FUNDS1 year Filed as: CAPITAL ONE STRATEGIES Service code 26 · EIN 26-4789150 | Advisory (Participants) | $30,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $113,372 | $69,305+63.6% | $82,312+37.7% | $69,631+62.8% |
| Participation rate | 97.2% | 80.3%+17.0pp | 76.9%+20.4pp | 70.7%+26.6pp |
| Annual return | 16.57% | 21.47%-4.9pp | 25.88%-9.3pp | 27571.02%-27554.5pp |
| Employer contribution / active EE | $5,431 | $1,887+187.9% | $2,428+123.7% | $2,032+167.3% |
| Participant deferral / active EE | $9,282 | $3,568+160.1% | $3,706+150.5% | $3,224+187.9% |
| Admin fee / account holder | $155 | $97+59.1% | $5,608-97.2% | $110+40.0% |