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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY Service code 49 · EIN 26-4310632 | Other Services | $21,320 |
PRINCIPAL FINANCIAL GROUP5 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $4,053 |
7 funds of $250K or more; 18 lines in all, holding $9.2M of the plan's $9.7M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, mutual fund, 83% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Mutual fund Target-date, 12 vintagesRecordkeeper's own fund | $7.7M | 83.1% |
| LargeCap S&P 500 Index Fund R-5 Principal · Mutual fund IndexRecordkeeper's own fund | $523K | 5.7% |
| Short-Term Income Fund R-5 Principal · Mutual fund Recordkeeper's own fund | $149K | 1.6% |
| Principal Capital Appreciation R5 Fund Principal · Mutual fund Recordkeeper's own fund | $120K | 1.3% |
| Columbia Dividend Income R Fund Ameriprise (Columbia Threadneedle) · Mutual fund | $120K | 1.3% |
| Principal Midcap Cl R5 Principal · Mutual fund Recordkeeper's own fund | $98K | 1.1% |
| SmallCap S&P 600 Index Fund R-5 Principal · Mutual fund IndexRecordkeeper's own fund | $93K | 1.0% |
| Diversified International Fund R-5 Principal · Mutual fund Recordkeeper's own fund | $91K | 1.0% |
| SmallCap Growth Fund I R-5 Principal · Mutual fund Recordkeeper's own fund | $75K | 0.8% |
| MidCap S&P 400 Index Fund R-5 Principal · Mutual fund IndexRecordkeeper's own fund | $65K | 0.7% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.