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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3+ years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $70,506 |
ADP BROKER-DEALER3+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 49 1617 N WATERFRONT PARKWAY · WICHITA, KS 67206 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $1,213 | $31,741-96.2% | $56,025-97.8% | $200,096-99.4% |
| Participation rate | 69.8% | 32.3%+37.5pp | 52.5%+17.3pp | 72.0%-2.2pp |
| Annual return | 2.88% | 14.72%-11.8pp | 1712.69%-1709.8pp | 34.26%-31.4pp |
| Employer contribution / active EE | $147 | $508-71.1% | $1,042-85.9% | $3,038-95.2% |
| Participant deferral / active EE | $534 | $1,184-54.9% | $1,955-72.7% | $5,090-89.5% |
| Admin fee / account holder | $53 | $426-87.7% | $2,828-98.1% | $269-80.5% |