Filed December 10, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: AMERIPRISE FINANCIAL SERVICES Service code 16 · EIN 38-2722519 | Consulting | $38,150 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | $29,564 |
STRATEGIC ADVISORS, INC.10+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $12,794 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $211,227 | $62,127+240.0% | $81,382+159.6% | $74,495+183.5% |
| Participation rate | 95.7% | 64.0%+31.6pp | 69.5%+26.2pp | 67.2%+28.5pp |
| Annual return | 15.77% | 16.48%-0.7pp | 24.73%-9.0pp | 1364.94%-1349.2pp |
| Employer contribution / active EE | $9,163 | $1,882+386.8% | $2,463+272.1% | $2,623+249.3% |
| Participant deferral / active EE | $9,691 | $3,229+200.1% | $3,883+149.6% | $4,346+123.0% |
| Admin fee / account holder | $320 | $1,934-83.4% | $5,768-94.4% | $1,942-83.5% |