Filed August 20, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
NFP RETIREMENT INC1+ years Filed as: NFP RETIREMENT, INC Service code 27 · EIN 33-0905143 | Advisory (Plan) | $18,751 |
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 15 · EIN 22-1211670 | Recordkeeping | $10,675 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,814 | $58,758-3.3% | $69,779-18.6% | $63,975-11.2% |
| Participation rate | 42.1% | 77.5%-35.4pp | 71.8%-29.7pp | 71.1%-29.0pp |
| Annual return | 5.96% | 18.05%-12.1pp | 12.99%-7.0pp | 48.65%-42.7pp |
| Employer contribution / active EE | $140 | $1,973-92.9% | $2,338-94.0% | $2,182-93.6% |
| Participant deferral / active EE | $1,661 | $2,912-43.0% | $2,931-43.3% | $3,356-50.5% |
| Admin fee / account holder | $41 | $71-42.5% | $4,381-99.1% | $70-42.1% |