| Provider | Service type | Compensation |
|---|---|---|
T ROWE PRICE RPS INC3+ years Service code 15 100 EAST PRATT STREET · BALTIMORE, MD 21202 | Recordkeeping | $1,532,000 |
INVESCO1 year Service code 28 400 WEST MARKET STREET · LOUISVILLE, KY 40202 | Investment Management | $323,000 |
SUMMIT FINANCIAL CORPORATION2 years Filed as: SUMMIT STRATEGIES INC Service code 16 8182 MARYLAND AVE. · ST. LOUIS, MO 63105 | Consulting | $93,000 |
FORMULA CORPORATION1 year Filed as: FORMULA FOLIO INVESTMENTS LLC Service code 26 89 IONIA AVE NW · GRAND RAPIDS, MI 49503 | Advisory (Participants) | $43,000 |
STOEL RIVES LLP3+ years Service code 29 201 SOUTH MAIN STREET · SALT LAKE CITY, UT 84111 | Legal | $31,000 |
KPMG LLP3+ years Service code 10 15 WEST TEMPLE · SALT LAKE CITY, UT 84101 | Accounting | $29,000 |
Filed as: CHARLES SCHWAB & COMPANY INC Service code 33 211 MAIN STREET · SAN FRANCISCO, CA 94105 | Securities brokerage; Float revenue; ... | $11,000 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Shareholder servicing fees; Float rev... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,690 | $53,684+24.2% | $170,435-60.9% | $80,976-17.6% |
| Participation rate | 78.3% | 69.2%+9.1pp | 83.6%-5.3pp | 68.3%+10.0pp |
| Annual return | 17.10% | 25.97%-8.9pp | 205.94%-188.8pp | 22.91%-5.8pp |
| Employer contribution / active EE | $1,705 | $1,642+3.8% | $5,432-68.6% | $2,402-29.0% |
| Participant deferral / active EE | $3,328 | $3,017+10.3% | $4,939-32.6% | $3,848-13.5% |
| Admin fee / account holder | $52 | $46+11.6% | $13,881-99.6% | $67-23.3% |