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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER LIFE & ANNUITY INSURANCE CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $216,729 |
ELLSWORTH ADVISORS LLC2 years Service code 27 1521 GEORGETOWN RD · HUDSON, OH 44212 | Advisory (Plan) | $76,910 |
LSP HOLDCO LLC1 year Service code 99 2701 N ROCKY POINT DR STE 655 · TAMPA, FL 33607 | Other Fees | $56,000 |
FORVIS MAZARS, LLP1 year Filed as: FORVIS MAZARS LLP Service code 10 910 E ST. LOUIS ST STE 400 · SPRINGFIELD, MO 65807 | Accounting | $21,000 |
EMPOWER ADVISORY GROUP, LLC4+ years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $14,903 |
Filed as: EMPOWER FINANCIAL SERVICES, INC. Service code 59 8515 E ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Shareholder Servicing | $0 |
19 funds of $250K or more; 21 lines in all, holding $45.9M of the plan's $46.5M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Fidelity Freedom Index, mutual fund, 82% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity Freedom Index Fidelity (FMR) · Mutual fund Target-date, 11 vintages | $37.6M | 81.9% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $2.2M | 4.8% |
| Large Cap Growth / Jp Morgan Invs JPMorgan · Separate account | $1.3M | 2.8% |
| Fidelity Total International Index Fund Fidelity (FMR) · Mutual fund Index | $956K | 2.1% |
| Fidelity Freedom Index Ret Ins Prem TD Index Fidelity (FMR) · Mutual fund Index | $559K | 1.2% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $496K | 1.1% |
| Fully Benefit-Responsive Investment Contracts Empower Life & Annuity Insurance Company of NY Empower · Insurance contract Recordkeeper's own fund | $496K | 1.1% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $379K | 0.8% |
| T. Rowe Us Mid Cap Grw Eqty T. Rowe Price · Mutual fund | $314K | 0.7% |
| 1GWNQ35 Manager not matched · Other | $310K | 0.7% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.