Filed April 30, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $180,712 |
Service code 33 · EIN 94-1737782 | Valuation (appraisals, etc.); Partici... | $633 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,059 | $77,958-62.7% | $56,429-48.5% | $77,958-62.7% |
| Participation rate | 97.5% | 71.6%+25.8pp | 80.0%+17.4pp | 71.6%+25.8pp |
| Annual return | 16.70% | 20.87%-4.2pp | 19.04%-2.3pp | 20.87%-4.2pp |
| Employer contribution / active EE | $1,905 | $2,310-17.6% | $3,405-44.1% | $2,310-17.6% |
| Participant deferral / active EE | $1,772 | $3,537-49.9% | $3,951-55.2% | $3,537-49.9% |
| Admin fee / account holder | $91 | $97-6.9% | $4,466-98.0% | $97-6.9% |