Filed March 16, 2021 (most recent of 2 filings on file)
Total covered: 16 employees
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UNITED PLANNERS FIN SVCS OF AMERICA Service code 27 · EIN 86-0588303 7333 E. DOUBLETREE RANCH RD, #120 · SCOTTSDALE, AZ 85258 | Advisory (Plan) | $13,060 |
NATIONWIDE1+ years Service code 54 · EIN 31-4156830 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Sales Loads | $12,294 |
MGKS1+ years Service code 15 · EIN 86-1001235 6530 N 16TH ST · PHOENIX, AZ 85016 | Recordkeeping | $7,298 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,188 | $41,854-70.9% | $73,836-83.5% | $52,331-76.7% |
| Participation rate | 56.7% | 66.2%-9.5pp | 73.4%-16.7pp | 68.1%-11.4pp |
| Annual return | -1.47% | 2.11%-3.6pp | 2268.06%-2269.5pp | 4.54%-6.0pp |
| Employer contribution / active EE | $202 | $1,920-89.5% | $2,787-92.8% | $1,882-89.3% |
| Participant deferral / active EE | $1,438 | $2,498-42.5% | $3,583-59.9% | $3,022-52.4% |
| Admin fee / account holder | $150 | $493-69.6% | $4,882-96.9% | $592-74.7% |