Filings through .
Filed September 21, 2021 (most recent of 2 filings on file)
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.7 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $145,183 |
CAPFINANCIAL PARTNERS LLC5 years Service code 28 · EIN 26-0058143 | Investment Management | $35,600 |
20 funds of $250K or more; 10 lines in all, holding $146M of the plan's $154M. From the 2025 filing. Recordkeeper: Charles Schwab.
Target-date series: Vanguard Target Retirement, mutual fund, 80% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 12 vintages | $117M | 80.0% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $10.2M | 7.0% |
| Putnam Stable Value FD 15 Bps Franklin Templeton · Stable value Stable value | $5.2M | 3.6% |
| BlackRock Total Return Fund Class K Shares BlackRock · Mutual fund | $2.7M | 1.8% |
| MFS International Equity Fund Class I MFS (Sun Life) · Mutual fund | $2.7M | 1.8% |
| Vanguard Small-Cap Index Fund Investor Shares Vanguard · Mutual fund Index | $2.2M | 1.5% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $1.9M | 1.3% |
| Schwab Fundamental U.S. Large Company Index Fund Charles Schwab · Mutual fund IndexRecordkeeper's own fund | $1.9M | 1.3% |
| U.S. Targeted Value Portfolio - Institutional Class Dimensional · Mutual fund | $1.4M | 1.0% |
| Fidelity Emerging Markets Index Fund Fidelity (FMR) · Mutual fund Index | $1.1M | 0.8% |
Added 2 funds, dropped 2 funds.
| Fund | Year-end value |
|---|---|
| AddedMFS International Equity Fund Class I | $2.7M |
| DroppedEupac Fund Class R-6 | $2.3M |
| AddedSchwab Fundamental U.S. Large Company Index Fund | $1.9M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.