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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $42,779 |
WELLS FARGO BANK, N.A.5 years Filed as: WELLS FARGO ADVISORS FIN NETWORK Service code 27 · EIN 48-1305000 | Advisory (Plan) | $19,263 |
8 funds of $250K or more; 16 lines in all, holding $7.5M of the plan's $9.2M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Nuveen Lifecycle Index, mutual fund, 78% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 9 vintages | $5.9M | 78.1% |
| Blue Chip Fund Institutional Class Principal · Mutual fund Recordkeeper's own fund | $437K | 5.8% |
| Principal Guaranteed Option Principal · Insurance contract Recordkeeper's own fund | $342K | 4.5% |
| Prin SmCap S&P 600 Index Inst Fd Principal · Mutual fund IndexRecordkeeper's own fund | $239K | 3.2% |
| Nuveen Lifecycl Indx Ret Inc R TIAA (Nuveen) · Mutual fund Index | $183K | 2.4% |
| MidCap S&P 400 Index Fund Institutional Class Principal · Mutual fund IndexRecordkeeper's own fund | $99K | 1.3% |
| Principal Div Intl Inst Fund Principal · Mutual fund Recordkeeper's own fund | $96K | 1.3% |
| Principal Core Plus Bd Inst Fd Principal · Mutual fund Recordkeeper's own fund | $83K | 1.1% |
| Nuveen Lifecycl Index 2065 R6 TIAA (Nuveen) · Mutual fund Index | $55K | 0.7% |
| Putnam Large CAP Value Fund Class R6 Franklin Templeton · Mutual fund | $30K | 0.4% |
Added 2 funds, dropped 2 funds.
| Fund | Year-end value |
|---|---|
| AddedNuveen Lifecycle Index 2030 Fund Class R6 | $5.9M |
| DroppedVanguard Acct. (see attached) | $4.7M |
| DroppedPrincipal See attached | $2.0M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.