Filed September 22, 2008 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $8,778 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB INVESTMENT MANAGEMEN Service code 59 · EIN 94-3106735 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,172 | $39,859-24.3% | $78,689-61.7% | $57,658-47.7% |
| Participation rate | 44.9% | 66.1%-21.2pp | 73.6%-28.7pp | 70.2%-25.4pp |
| Annual return | 6.86% | 18.96%-12.1pp | 62.18%-55.3pp | 5.13%+1.7pp |
| Employer contribution / active EE | $206 | $1,786-88.5% | $2,851-92.8% | $1,974-89.6% |
| Participant deferral / active EE | $1,070 | $2,248-52.4% | $3,517-69.6% | $3,061-65.0% |
| Admin fee / account holder | $39 | $76-48.6% | $4,510-99.1% | $95-58.6% |