Filings through .
Filed August 6, 2020 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
FIDELITY INVESTMENTS INSTITUTIONAL11+ years Service code 37 · EIN 04-2647786 | Loan Processing | $190,299 |
CAPFINANCIAL PARTNERS LLC4 years Service code 27 · EIN 26-0058143 | Advisory (Plan) | $61,001 |
CLIFTONLARSONALLEN LLP6 years Filed as: CLIFTONLARSONALLEN Service code 10 · EIN 41-0746749 | Accounting | $11,375 |
20 funds of $250K or more; 12 lines in all, holding $44.9M of the plan's $46.4M. From the 2025 filing. Recordkeeper: Fidelity (FMR).
Target-date series: Vanguard Target Retirement, mutual fund, 72% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 12 vintages | $32.2M | 71.6% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $6.0M | 13.3% |
| Harbor Capital Appreciation CIT R Harbor Capital · Collective trust | $3.7M | 8.3% |
| Vanguard Mid-Cap Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $716K | 1.6% |
| Putnam Large CAP Value Fund Class R6 Franklin Templeton · Mutual fund | $481K | 1.1% |
| MFS International Equity Fund Fee Class CT MFS (Sun Life) · Mutual fund | $379K | 0.8% |
| Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $368K | 0.8% |
| BlackRock Total Return Fund Class K Shares BlackRock · Mutual fund | $356K | 0.8% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $292K | 0.6% |
| Putnam Stable Value Fund 15 Franklin Templeton · Stable value Stable value | $278K | 0.6% |
Added 1 fund, dropped 1 fund, likely replaced 1 fund. Moved to another target-date series. Moved 1 fund from mutual fund to collective trust.
| Fund | Year-end value |
|---|---|
| Target-date switchState Street Target Retirement 2035 Fund Class K to Vanguard Target Retirement 2035 Fund Investor Shares | $26.6M to $32.2M |
| Mutual fund to collective trustHarbor Capital Appreciation Fund Institutional Class to Harbor Capital Appreciation CIT R | $3.3M to $3.7M |
| ReplacedHighU.S. Large Cap Value Portfolio - Institutional Class to Putnam Large CAP Value Fund Class R6 | $372K to $481K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.