Filed April 30, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
USI CONSULTING GROUP2 years Service code 15 · EIN 06-1053228 601 UNION ST SUITE 100 · SEATTLE, WA 98101 | Recordkeeping | $5,560 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB BANK/TRUST COMPANY Service code 18 · EIN 42-1558009 | Custodial (other than securities); Fl... | $3,031 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 18 | Custodial (other than securities); Cu... | $0 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO. INC. Service code 18 · EIN 94-1737782 | Custodial (securities); Custodial (ot... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,247 | $42,990+33.2% | $61,048-6.2% | $67,579-15.3% |
| Participation rate | 23.1% | 72.4%-49.3pp | 79.3%-56.2pp | 71.3%-48.2pp |
| Annual return | 19.88% | 23.20%-3.3pp | 26.18%-6.3pp | 378.56%-358.7pp |
| Employer contribution / active EE | $274 | $1,969-86.1% | $3,716-92.6% | $2,148-87.2% |
| Participant deferral / active EE | $856 | $2,496-65.7% | $4,470-80.8% | $3,539-75.8% |
| Admin fee / account holder | $49 | $109-54.9% | $3,728-98.7% | $142-65.3% |