Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $43,131 |
Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $15,949 |
MAINA, JAMES A.3+ years Service code 49 7440 N ORACLE RD BLDG 5 · TUCSON, AZ 857046379 | Other Services | $5,826 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $4,915 | $41,256-88.1% | $86,590-94.3% | $77,958-93.7% |
| Participation rate | 95.3% | 63.0%+32.3pp | 73.5%+21.7pp | 71.6%+23.6pp |
| Annual return | 17.29% | 17.67%-0.4pp | 964.84%-947.5pp | 20.87%-3.6pp |
| Employer contribution / active EE | $233 | $1,613-85.5% | $2,839-91.8% | $2,310-89.9% |
| Participant deferral / active EE | $634 | $2,332-72.8% | $3,609-82.4% | $3,537-82.1% |
| Admin fee / account holder | $36 | $71-48.9% | $4,906-99.3% | $97-62.8% |