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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1+ years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $26,743 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $21,295 |
ADP BROKER-DEALER1+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,408 | $54,690-26.1% | $76,030-46.9% | $74,478-45.7% |
| Participation rate | 96.3% | 60.3%+36.0pp | 69.1%+27.2pp | 67.2%+29.1pp |
| Annual return | 15.06% | 31.92%-16.9pp | 361.54%-346.5pp | 1370.56%-1355.5pp |
| Employer contribution / active EE | $3,714 | $1,781+108.5% | $2,688+38.2% | $2,626+41.4% |
| Participant deferral / active EE | $5,853 | $3,070+90.6% | $4,257+37.5% | $4,350+34.5% |
| Admin fee / account holder | $361 | $2,240-83.9% | $6,421-94.4% | $1,946-81.4% |