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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1+ years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $26,743 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $21,295 |
ADP BROKER-DEALER1+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,408 | $54,558-25.9% | $76,002-46.8% | $74,546-45.8% |
| Participation rate | 96.3% | 60.3%+36.0pp | 69.1%+27.2pp | 67.2%+29.1pp |
| Annual return | 15.06% | 31.83%-16.8pp | 360.07%-345.0pp | 1366.03%-1351.0pp |
| Employer contribution / active EE | $3,714 | $1,778+108.9% | $2,688+38.2% | $2,624+41.5% |
| Participant deferral / active EE | $5,853 | $3,065+91.0% | $4,257+37.5% | $4,347+34.6% |
| Admin fee / account holder | $361 | $2,232-83.8% | $6,414-94.4% | $1,944-81.4% |