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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $151,351 |
CETERA FINANCIAL GROUP2 years Filed as: CETERA ADVISORS LLC Service code 22 · EIN 84-0858799 | Insurance Broker | $94,447 |
PKF O'CONNOR DAVIES, LLP1 year Filed as: PKF O'CONNOR DAVIES LLP Service code 10 · EIN 27-1728945 | Accounting | $30,015 |
Filed as: MESIROW FINANCIAL, INC. Service code 27 · EIN 36-3194849 | Advisory (Plan) | $9,498 |
30 funds of $250K or more; 52 lines in all, holding $44.2M of the plan's $44.7M. From the 2024 filing. Recordkeeper: Transamerica (Aegon).
| Fund | Dollars | % of funds% |
|---|---|---|
| Transamerica LifeGoal(SM) 2040 Fund Transamerica (Aegon) · Collective trust Recordkeeper's own fund | $3.9M | 8.8% |
| Transamerica LifeGoal(SM) 2050 Fund Transamerica (Aegon) · Collective trust Recordkeeper's own fund | $3.2M | 7.3% |
| Transamerica LifeGoal(SM) 2045 Fund Transamerica (Aegon) · Collective trust Recordkeeper's own fund | $3.2M | 7.3% |
| General Account Stable Value Fund Transamerica Stable Value Beacon Option Transamerica (Aegon) · Insurance contract Recordkeeper's own fund | $3.1M | 7.0% |
| Transamerica LifeGoal(SM) 2030 Fund Transamerica (Aegon) · Collective trust Recordkeeper's own fund | $2.8M | 6.3% |
| maturity date, rate of Mutual Funds Vanguard Total Stock Mkt Index Adm Vanguard · Mutual fund Index | $2.6M | 5.8% |
| American Funds Washington Mutual R6 Capital Group · Mutual fund | $2.4M | 5.5% |
| Transamerica LifeGoal(SM) 2055 Fund Transamerica (Aegon) · Collective trust Recordkeeper's own fund | $2.3M | 5.3% |
| American Funds Growth Fund of Amer R6 Capital Group · Mutual fund | $1.9M | 4.3% |
| Transamerica LifeGoal(SM) 2035 Fund Transamerica (Aegon) · Collective trust Recordkeeper's own fund | $1.7M | 4.0% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.