Filed March 31, 2026 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH Service code 26 · EIN 13-5674085 | Advisory (Participants) | $64,004 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $12,684 |
ALLIANCE BENEFIT GROUP1 year Filed as: ALLIANCE BENEFIT GROUP SOUTHWEST Service code 15 · EIN 38-3944313 | Recordkeeping | $2,080 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $93,769 | $47,977+95.4% | $154,108-39.2% | $56,289+66.6% |
| Participation rate | 98.1% | 66.2%+31.9pp | 83.0%+15.0pp | 69.9%+28.2pp |
| Annual return | -4.73% | 3.54%-8.3pp | 735.21%-739.9pp | -9.96%+5.2pp |
| Employer contribution / active EE | $2,360 | $2,169+8.8% | $5,298-55.4% | $2,111+11.8% |
| Participant deferral / active EE | $4,700 | $2,392+96.5% | $5,081-7.5% | $3,350+40.3% |
| Admin fee / account holder | $606 | $438+38.3% | $13,411-95.5% | $521+16.3% |