Retirement plan

ROTHSTEIN, DONATELLI, HUGHES, DAHLSTROM & SCHOENBURG 401(K) PLAN

Name: ROTHSTEIN, DONATELLI, HUGHES, DAHLSTROM & SCHOENBURG, LLP - ROTHSTEIN, DONATELLI, HUGHES, DAHLSTROM & SCHOENBURG 401(K) PLAN (2015) Form 5500
Creator: ROTHSTEIN, DONATELLI, HUGHES, DAHLSTROM & SCHOENBURG, LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROTHSTEIN, DONATELLI, HUGHES, DAHLSTROM & SCHOENBURG 401(K) PLAN, ROTHSTEIN, DONATELLI, HUGHES, DAHLSTROM & SCHOENBURG, LLP

ROTHSTEIN, DONATELLI, HUGHES, DAHLSTROM & SCHOENBURG, LLPEIN 85-0276599Plan #002PY 2015

1215 PASEO DE PERALTA - SANTA FE, NM 87501505-988-8004rothsteinlaw.comLinkedIn11-50 employeeslaw practice

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$8.3M

No prior year

Total participants

No prior year

Average account balance

$151,644

No prior year

Annual return

-0.67%

No prior year

Benchmarks

See 22,773 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort22,773 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$13.90M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$267K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

173.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$289K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.92%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$60581

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2G2J2R3B3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$77K

$2193 / participant

Other / not subdivided$77K100.0%

% of EOY assets

0.920%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$151,644

$72,177+110.1%

$115,038+31.8%

$59,633+154.3%

Participation rate

94.3%

72.6%+21.7pp

81.4%+12.9pp

68.7%+25.6pp

Annual return

-0.67%

12.02%-12.7pp

26.14%-26.8pp

2041.45%-2042.1pp

Employer contribution / active EE

$13,175

$2,841+363.7%

$4,608+185.9%

$2,203+498.2%

Participant deferral / active EE

$5,036

$4,783+5.3%

$6,026-16.4%

$3,192+57.8%

Admin fee / account holder

$1,395

$4,927-71.7%

$8,175-82.9%

$4,297-67.5%

ROTHSTEIN, DONATELLI, HUGHES, DAHLSTROM & SCHOENBURG 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROTHSTEIN, DONATELLI, HUGHES, DAHLSTROM & SCHOENBURG 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion