Filed August 12, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
OSAIC WEALTH INC2 years Service code 27 · EIN 93-0987232 | Advisory (Plan) | $51,680 |
Service code 37 · EIN 04-2647786 | Loan Processing | $39,980 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $93,430 | $80,724+15.7% | $103,333-9.6% | $74,495+25.4% |
| Participation rate | 89.2% | 65.7%+23.5pp | 74.5%+14.7pp | 67.2%+22.0pp |
| Annual return | 14.83% | 27.56%-12.7pp | 24.88%-10.1pp | 1364.94%-1350.1pp |
| Employer contribution / active EE | $3,303 | $3,157+4.6% | $3,868-14.6% | $2,623+25.9% |
| Participant deferral / active EE | $7,713 | $3,860+99.8% | $5,057+52.5% | $4,346+77.5% |
| Admin fee / account holder | $370 | $2,368-84.4% | $8,355-95.6% | $1,942-81.0% |