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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Float revenue; Inv... | $61,114 |
MORGAN STANLEY SMITH BARNEY5 years Filed as: GRAYSTONE CONSULTING Service code 16 · EIN 20-8764829 | Consulting | $33,057 |
Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
21 funds of $250K or more; 17 lines in all, holding $24.9M of the plan's $25.2M. From the 2025 filing. Recordkeeper: Transamerica (Aegon).
Target-date series: American Funds Target Date, mutual fund, 58% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 11 vintages | $14.4M | 57.7% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $2.5M | 9.9% |
| Growth Fund OF America Class R-6 Capital Group · Mutual fund | $1.7M | 6.7% |
| Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $923K | 3.7% |
| Collective Trust Great Gray Trust Company Janus Henderson · Collective trust | $873K | 3.5% |
| JPMorgan Core Bond Fund Class R6 JPMorgan · Mutual fund | $820K | 3.3% |
| Invesco Diversified Dividend Fund Class R6 Invesco · Mutual fund | $594K | 2.4% |
| Prudential Guaranteed Income Fund Prudential (PGIM) · Insurance contract | $544K | 2.2% |
| JPMorgan Mid Cap Value Fund Class R6 JPMorgan · Mutual fund | $542K | 2.2% |
| Fidelity International Growth Fund Fidelity Advisor International Growth Fund: Class I Fidelity (FMR) · Mutual fund | $413K | 1.7% |
Added 2 funds, dropped 2 funds. Changed share class on 4 funds.
| Fund | Year-end value |
|---|---|
| Share class changeGrowth Fund OF America Class R-5 to Growth Fund OF America Class R-6 | $1.2M to $1.7M |
| Share class changeJPMorgan Core Bd I JPMorgan Core Bd I to JPMorgan Core Bond Fund Class R6 | $884K to $820K |
| AddedCollective Trust Great Gray Trust Company | $873K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 2 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.