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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $29,703 |
ROCKEFELLER FINANCIAL LLC1+ years Filed as: ROCKEFELLER CAPITAL MANAGEMENT Service code 27 · EIN 82-3226180 | Advisory (Plan) | $15,933 |
Service code 17 · EIN 13-5674085 | Pension Consulting | $6,601 |
9 funds of $250K or more; 19 lines in all, holding $10.9M of the plan's $10.9M. From the 2024 filing. Recordkeeper: Principal.
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal Fixed Income Guaranteed Option Principal · Insurance contract Recordkeeper's own fund | $2.8M | 25.4% |
| Principal Global Investors-Principal Core Fixed income Seperate Account-Z Principal · Separate account Recordkeeper's own fund | $2.1M | 19.2% |
| Principal Global Investors- Principal Diversified International Seperate Account-Z Principal · Mutual fund Recordkeeper's own fund | $1.3M | 11.5% |
| MFS Growth Fund MFS (Sun Life) · Mutual fund | $1.2M | 11.1% |
| Vanguard Windsor II Fund Vanguard · Mutual fund | $1.0M | 9.2% |
| Principal Global Investors-Principal Large Cap S&P 500 Index Seperate Account-Z Principal · Mutual fund IndexRecordkeeper's own fund | $881K | 8.1% |
| MFS Mid Cap Growth Fund MFS (Sun Life) · Mutual fund | $345K | 3.2% |
| Undiscovered Managers Behavioral Value Fund JPMorgan · Mutual fund | $261K | 2.4% |
| Allspring Special Mid Cap Value Fund Allspring · Mutual fund | $250K | 2.3% |
| Principal Global Investors-Principal MidCap S&P 400 Index Seperate Account-Z Principal · Mutual fund IndexRecordkeeper's own fund | $226K | 2.1% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.