Filed February 14, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $105,978 |
ASCENSUS LLC7 years Service code 15 · EIN 11-3665754 | Recordkeeping | $27,892 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,087 | $59,054+10.2% | $97,226-33.1% | $77,643-16.2% |
| Participation rate | 38.1% | 67.9%-29.8pp | 72.7%-34.6pp | 70.6%-32.5pp |
| Annual return | 13.23% | 16.96%-3.7pp | 75.13%-61.9pp | 31.24%-18.0pp |
| Employer contribution / active EE | $1,103 | $1,742-36.7% | $2,729-59.6% | $2,726-59.5% |
| Participant deferral / active EE | $2,419 | $3,930-38.4% | $4,264-43.3% | $4,647-47.9% |
| Admin fee / account holder | $460 | $346+32.9% | $5,654-91.9% | $430+6.9% |