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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $264,015 |
KPMG LLP1 year Service code 10 · EIN 13-5565207 | Accounting | $53,000 |
MMA SECURITIES LLC1 year Filed as: MMC SECURITIES LLC Service code 27 · EIN 06-1685865 | Advisory (Plan) | $26,246 |
MMA SECURITIES LLC3+ years Filed as: MARSH INS & INVESTMENTS CORP Service code 49 · EIN 52-2189187 | Other Services | $2,212 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MGMT LLC Service code 26 · EIN 36-2923857 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,873 | $52,149+1.4% | $122,354-56.8% | $77,958-32.2% |
| Participation rate | 43.1% | 58.6%-15.5pp | 71.6%-28.6pp | 71.6%-28.6pp |
| Annual return | 20.10% | 17.75%+2.3pp | 30.28%-10.2pp | 20.87%-0.8pp |
| Employer contribution / active EE | $1,021 | $1,750-41.6% | $4,051-74.8% | $2,310-55.8% |
| Participant deferral / active EE | $2,300 | $2,114+8.8% | $3,287-30.0% | $3,537-35.0% |
| Admin fee / account holder | $56 | $93-39.7% | $5,479-99.0% | $97-42.3% |