Filed November 6, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Float revenue; Ac... | $329,869 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $18,803 | $37,383-49.7% | $71,086-73.5% | $73,367-74.4% |
| Participation rate | 14.5% | 33.8%-19.4pp | 54.7%-40.2pp | 69.5%-55.0pp |
| Annual return | -4.82% | 0.47%-5.3pp | 650.59%-655.4pp | 173.45%-178.3pp |
| Employer contribution / active EE | $270 | $490-44.8% | $1,088-75.2% | $2,499-89.2% |
| Participant deferral / active EE | $538 | $1,117-51.9% | $1,874-71.3% | $4,033-86.7% |
| Admin fee / account holder | $60 | $75-19.5% | $3,082-98.1% | $68-12.2% |