Filed March 27, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH,PIERCE,FENNER & SMITH Service code 50 · EIN 13-5674085 | Direct Payment | $8,104 |
ASCENSUS LLC1 year Service code 15 · EIN 11-3665754 | Recordkeeping | $5,920 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,017 | $48,261-25.4% | $68,793-47.6% | $55,725-35.4% |
| Participation rate | 46.6% | 71.0%-24.5pp | 72.2%-25.6pp | 70.9%-24.3pp |
| Annual return | -5.75% | -2.61%-3.1pp | -4.63%-1.1pp | 244.93%-250.7pp |
| Employer contribution / active EE | $1,395 | $1,742-19.9% | $2,625-46.8% | $2,078-32.9% |
| Participant deferral / active EE | $2,342 | $2,712-13.6% | $3,311-29.3% | $3,356-30.2% |
| Admin fee / account holder | $40 | $126-68.0% | $5,131-99.2% | $115-65.0% |