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| Provider | Service type | Compensation |
|---|---|---|
FISHER INVESTMENTS1+ years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $20,211 |
Filed as: INVESTMENT MANAGEMENT ASSOCIAT Service code 26 · EIN 84-0783118 | Advisory (Participants) | $14,392 |
COLORADO FINANCIAL MANAGEMENT1+ years Service code 26 · EIN 84-1481957 | Advisory (Participants) | $13,497 |
SHARKEY, HOWES & JAVER INC.1+ years Filed as: SHARKEY HOWES WAGNER & JAVER Service code 26 · EIN 84-1156231 | Advisory (Participants) | $8,233 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $2,801 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $135,421 | $37,117+264.8% | $147,617-8.3% | $55,191+145.4% |
| Participation rate | 97.5% | 63.6%+33.9pp | 84.6%+12.9pp | 69.2%+28.4pp |
| Annual return | -1.06% | 3.44%-4.5pp | 61.98%-63.0pp | 10.78%-11.8pp |
| Employer contribution / active EE | $5,006 | $1,620+208.9% | $5,564-10.0% | $1,899+163.7% |
| Participant deferral / active EE | $5,219 | $1,985+162.8% | $4,895+6.6% | $3,046+71.3% |
| Admin fee / account holder | $159 | $86+86.3% | $11,612-98.6% | $91+75.6% |