Filed July 20, 2006 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
BROCK AND COMPANY1 year Filed as: BROCK AND COMPANY CPAS P.C. Service code 10 · EIN 84-0930288 | Accounting | $13,418 |
TD AMERITRADE, INC.3+ years Filed as: TD AMERITRADE TRUST COMPANY Service code 15 · EIN 20-0937408 | Recordkeeping | $9,693 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,937 | $53,127-66.2% | $86,590-79.3% | $70,131-74.4% |
| Participation rate | 80.0% | 65.3%+14.7pp | 73.5%+6.5pp | 69.5%+10.5pp |
| Annual return | 12.10% | 27.66%-15.6pp | 964.84%-952.7pp | 73.14%-61.0pp |
| Employer contribution / active EE | $1,633 | $2,068-21.1% | $2,839-42.5% | $2,342-30.3% |
| Participant deferral / active EE | $2,710 | $2,696+0.5% | $3,609-24.9% | $3,332-18.7% |
| Admin fee / account holder | $215 | $3,585-94.0% | $4,906-95.6% | $4,645-95.4% |