Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
CETERA FINANCIAL GROUP1 year Filed as: CETERA INVESTMENT ADVISORS LLC Service code 26 · EIN 36-3258176 | Advisory (Participants) | $10,774 |
NATIONWIDE4 years Service code 15 · EIN 31-1592130 | Recordkeeping | $8,750 |
3 funds of $250K or more; 27 lines in all, holding $3.8M of the plan's $3.9M. From the 2025 filing. Recordkeeper: Nationwide.
Target-date series: Vanguard Target Retirement, mutual fund, <1% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nationwide Trust Company - Custodial Account Nationwide · Collective trust Recordkeeper's own fund | $2.0M | 53.1% |
| Nationwide Life Insurance Nationwide · Insurance contract Recordkeeper's own fund | $789K | 20.6% |
| Guaranteed Interest Option Equitable · Insurance contract | $346K | 9.0% |
| EQ/Moderate Allocation Portfolio Manager not matched · Mutual fund | $136K | 3.6% |
| EQ/Common Stock Index Portfolio Manager not matched · Mutual fund Index | $112K | 2.9% |
| EQ/Equity 500 Index Portfolio Manager not matched · Mutual fund Index | $102K | 2.7% |
| EQ/JPMorgan Growth Stock Portfolio JPMorgan · Mutual fund | $33K | 0.9% |
| Multimanager Aggressive Equity Manager not matched · Mutual fund | $31K | 0.8% |
| EQ/Lg Cap Val Managed Vol Manager not matched · Mutual fund | $30K | 0.8% |
| Equitable Life Insurance Company Pooled Separate Account EQ/ClearBridge Lg Cap Grwt ESG Franklin Templeton · Insurance contract | $28K | 0.7% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.