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| Provider | Service type | Compensation |
|---|---|---|
PROACCOUNT1+ years Service code 28 · EIN 73-0988442 | Investment Management | $7,878 |
NATIONWIDE1+ years Service code 28 · EIN 31-4177100 10 W NATIONWIDE BLVD · COLUMBUS, OH 432152751 | Investment Management | $7,554 |
Filed as: AMERIPRISE FINANCIAL SERVICES LLC Service code 29 · EIN 41-0973005 | Legal | $0 |
CETERA FINANCIAL GROUP1+ years Filed as: CETERA WEALTH SERVICES LLC Service code 28 · EIN 95-3845382 | Investment Management | $0 |
1 fund of $250K or more; 67 lines in all, holding $4.0M of the plan's $4.1M. From the 2025 filing. Recordkeeper: Not identified.
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity Infl Prtct Bd Indx Fidelity (FMR) · Mutual fund Index | $281K | 7.0% |
| Nw Loomis Allcap Gr R6 Natixis IM · Mutual fund | $249K | 6.2% |
| NW Gqg US Qulty EQ R6 GQG Partners · Mutual fund | $244K | 6.0% |
| Fidelity Large Cap Value Index Fund Fidelity (FMR) · Mutual fund Index | $234K | 5.8% |
| Nw Fixed Select Option Manager not matched · Insurance contract | $233K | 5.8% |
| Fidelity Large Cap Growth Index Fund Fidelity (FMR) · Mutual fund Index | $178K | 4.4% |
| NW Mel Dynmc US Cor R6 Manager not matched · Mutual fund | $164K | 4.1% |
| DFA International Value Portfolio Dimensional · Mutual fund | $158K | 3.9% |
| NW BNY Mellon Dyn U.S. EQ Inc Fund CL R6 BNY · Mutual fund | $158K | 3.9% |
| Fidelity Global ex U.S. Index Fund Fidelity (FMR) · Mutual fund Index | $155K | 3.8% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.