Filed March 27, 2019
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL CORPORATION Service code 99 · EIN 95-2834236 | Other Fees | $6,595 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,622 | $29,525-50.5% | $56,033-73.9% | $77,736-81.2% |
| Participation rate | 32.5% | 32.7%-0.2pp | 52.5%-20.0pp | 70.6%-38.1pp |
| Annual return | 10.92% | 18.90%-8.0pp | 1711.38%-1700.5pp | 31.26%-20.3pp |
| Employer contribution / active EE | $264 | $569-53.6% | $1,041-74.6% | $2,728-90.3% |
| Participant deferral / active EE | $1,334 | $1,062+25.7% | $1,954-31.7% | $4,651-71.3% |
| Admin fee / account holder | $124 | $1,040-88.0% | $2,827-95.6% | $433-71.3% |