Filed March 27, 2019
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL CORPORATION Service code 99 · EIN 95-2834236 | Other Fees | $6,595 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,622 | $29,548-50.5% | $56,411-74.1% | $77,643-81.2% |
| Participation rate | 32.5% | 32.7%-0.2pp | 52.5%-20.0pp | 70.6%-38.1pp |
| Annual return | 10.92% | 19.01%-8.1pp | 1701.33%-1690.4pp | 31.24%-20.3pp |
| Employer contribution / active EE | $264 | $568-53.5% | $1,039-74.6% | $2,726-90.3% |
| Participant deferral / active EE | $1,334 | $1,061+25.8% | $1,952-31.7% | $4,647-71.3% |
| Admin fee / account holder | $124 | $1,046-88.1% | $2,829-95.6% | $430-71.1% |