Filings through .
Filed January 7, 2020
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP2+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $85,506 |
Service code 27 · EIN 13-2638166 | Advisory (Plan) | $18,270 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
11 funds of $250K or more; 14 lines in all, holding $15.5M of the plan's $16.7M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: American Funds Target Date, mutual fund, 83% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 13 vintages | $12.9M | 83.2% |
| Principal Guaranteed Option Principal · Insurance contract Recordkeeper's own fund | $742K | 4.8% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $426K | 2.7% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $418K | 2.7% |
| Fidelity Small Cap Growth Fund Fidelity (FMR) · Mutual fund | $246K | 1.6% |
| Registered Investment Company John Hancock John Hancock (Manulife) · Mutual fund | $186K | 1.2% |
| JPMorgan Equity Income Fund Class R6 JPMorgan · Mutual fund | $121K | 0.8% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $110K | 0.7% |
| Fidelity Total International Index Fund Fidelity (FMR) · Mutual fund Index | $104K | 0.7% |
| JPMorgan Core Plus Bond Fund Class R6 JPMorgan · Mutual fund | $90K | 0.6% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.