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| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Sales loa... | $35,870 |
PLANTE & MORAN, PLLC10+ years Service code 10 · EIN 33-1498605 | Accounting | $13,235 |
CHARLES SCHWAB & CO., INC.10+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $65 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $157,762 | $79,223+99.1% | $102,460+54.0% | $74,478+111.8% |
| Participation rate | 90.4% | 74.8%+15.6pp | 76.5%+13.9pp | 67.2%+23.2pp |
| Annual return | 10.58% | 54.98%-44.4pp | 29.47%-18.9pp | 1370.56%-1360.0pp |
| Employer contribution / active EE | $1,885 | $2,363-20.2% | $3,025-37.7% | $2,626-28.2% |
| Participant deferral / active EE | $6,955 | $4,417+57.4% | $5,056+37.5% | $4,350+59.9% |
| Admin fee / account holder | $199 | $2,003-90.1% | $9,460-97.9% | $1,946-89.8% |