Retirement plan

CASPER ORTHOPAEDIC ASSOCIATES, PC 401(K) PROFIT SHARING PLAN

Name: CASPER ORTHOPAEDIC ASSOCIATES, PC - CASPER ORTHOPAEDIC ASSOCIATES, PC 401(K) PROFIT SHARING PLAN (2024) Form 5500
Creator: CASPER ORTHOPAEDIC ASSOCIATES, PC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CASPER ORTHOPAEDIC ASSOCIATES, PC 401(K) PROFIT SHARING PLAN, CASPER ORTHOPAEDIC ASSOCIATES, PC

CASPER ORTHOPAEDIC ASSOCIATES, PCEIN 83-0231437Plan #002PY 2024

4140 CENTENNIAL HILLS BLVD., SUITE A - CASPER, WY 82609307-265-7205wyoortho.comLinkedIn51-200 employeesmedical practice

Other plans on this EIN

1 filing

#003Retirement-$2.9M assets

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$20.6M

+0.0% from 2023

Total participants

129

-1.5% from 2023

Average account balance

$159,742

-4.6% from 2023

Annual return

11.95%

-3.14 pp from 2023

Benchmarks

See 21,729 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants25-99

Cohort21,729 peers

Snapshot2024

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$20.61M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$160K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

129

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.18M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$12K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.95%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$528

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL Service code 28 · EIN 43-0538770	Investment Management	$36,372
SECURIAN FINANCIAL SERVICES INC1 year Filed as: SECURIAN Service code 28 · EIN 95-3845382	Investment Management	$9,764
NWM1 year Service code 28 · EIN 13-3718556	Investment Management	$9,403
RAYMOND JAMES FINANCIAL SERVICES1 year Filed as: RAYMOND JAMES Service code 28 · EIN 59-2937883	Investment Management	$6,649

Plan features & details

Pension benefit codes2E2G2J2K2R3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$68K

$717 / participant

Recordkeeping$3K3.7%
Investment mgmt$66K96.3%

% of EOY assets

0.330%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: SSA, P.C.
Auditor EIN: 840676265
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$159,742

$81,276+96.5%

$155,574+2.7%

$80,925+97.4%

Participation rate

100.0%

66.2%+33.8pp

78.2%+21.8pp

67.7%+32.3pp

Annual return

11.95%

33.36%-21.4pp

64.87%-52.9pp

35.65%-23.7pp

Employer contribution / active EE

$6,894

$3,103+122.2%

$4,676+47.4%

$2,756+150.1%

Participant deferral / active EE

$5,555

$3,453+60.9%

$5,629-1.3%

$4,299+29.2%

Admin fee / account holder

$528

$7,993-93.4%

$15,914-96.7%

$6,940-92.4%

Provider

Service type

Compensation

STIFEL NICOLAUS & CO INC1 year

Filed as: STIFEL

Service code 28 · EIN 43-0538770

Investment Management

$36,372

SECURIAN FINANCIAL SERVICES INC1 year

Filed as: SECURIAN

Service code 28 · EIN 95-3845382

Investment Management

$9,764

NWM1 year

Service code 28 · EIN 13-3718556

Investment Management

$9,403

RAYMOND JAMES FINANCIAL SERVICES1 year

Filed as: RAYMOND JAMES

Service code 28 · EIN 59-2937883

Investment Management

$6,649

CASPER ORTHOPAEDIC ASSOCIATES, PC 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CASPER ORTHOPAEDIC ASSOCIATES, PC 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion