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| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 26-4311657 6504 BRIDGEPOINT PKWY, STE 450 · AUSTIN, TX 78730 | Advisory (Participants) | $16,339 |
WEALTH MANAGEMENT ADVISORS6+ years Filed as: WEALTH MANAGEMENT ADVISERS, LLC Service code 26 · EIN 13-4251514 166 OLD FARMS E · MIDDLETOWN, CT 06457 | Advisory (Participants) | $16,331 |
NATIONWIDE6+ years Service code 15 · EIN 31-1592130 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $14,148 |
Filed as: PERSHING, LLC (NORTHWESTERN MUTUAL) Service code 26 · EIN 13-2741729 300 COLONIAL CENTER PARKWAY · LAKE MARY, FL 32746 | Advisory (Participants) | $13,556 |
Service code 26 · EIN 04-2675571 29 SAWYER RD. · WALTHAM, MA 02453 | Advisory (Participants) | $9,869 |
TD AMERITRADE, INC.3 years Filed as: TD AMERITRADE Service code 26 P.O. BOX 650567 · DALLAS, TX 75265 | Advisory (Participants) | $8,965 |
PENSYS, INC.6+ years Service code 13 · EIN 94-2916479 3000 LAVA RIDGE COURT, SUITE 130 · ROSEVILLE, CA 95661 | Contract Administrator | $8,297 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $105,850 | $58,895+79.7% | $178,503-40.7% | $73,497+44.0% |
| Participation rate | 100.0% | 66.2%+33.8pp | 81.9%+18.1pp | 70.7%+29.3pp |
| Annual return | 11.59% | 24.86%-13.3pp | 151.12%-139.5pp | 28.51%-16.9pp |
| Employer contribution / active EE | $3,580 | $2,236+60.1% | $5,011-28.6% | $2,270+57.7% |
| Participant deferral / active EE | $5,565 | $2,567+116.8% | $5,202+7.0% | $3,740+48.8% |
| Admin fee / account holder | $620 | $400+54.9% | $13,987-95.6% | $513+20.9% |