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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $85,779 |
Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $64,508 |
Filed as: COTA STREET INVESTMENT MANAGEMENT Service code 28 24 E. COTA STREET · SANTA BARBARA, CA 93101 | Investment Management | $29,443 |
WINDES, INC.1 year Filed as: WINDES INC Service code 10 111 W OCEAN BLVD 22ND FL · LONG BEACH, CA 90802 | Accounting | $5,900 |
18 funds of $250K or more; 20 lines in all, holding $43.3M of the plan's $53.4M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: T. Rowe Price Retirement Blend, mutual fund, 85% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| T. Rowe Price Retirement Blend T. Rowe Price · Mutual fund Target-date, 10 vintages | $37.0M | 85.4% |
| Empower S&P 500 Index Separate Acct (IS) Empower · Insurance contract IndexRecordkeeper's own fund | $2.3M | 5.3% |
| Putnam US Large Cap Value (Is Platform) Franklin Templeton · Insurance contract | $643K | 1.5% |
| Large Cap Growth / JP Morgan Invst Mgmt JPMorgan · Insurance contract | $568K | 1.3% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $455K | 1.1% |
| EI Fixed Account - Series Class I Manager not matched · Insurance contract | $449K | 1.0% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $446K | 1.0% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $389K | 0.9% |
| MFS Mid Cap Value Fund (Is Platform) MFS (Sun Life) · Insurance contract | $257K | 0.6% |
| MFS Mid Cap Growth Fund R6 MFS (Sun Life) · Mutual fund | $212K | 0.5% |
Dropped 8 funds. Moved 8 funds from collective trust to mutual fund.
| Fund | Year-end value |
|---|---|
| Collective trust to mutual fundT. Rowe Price Retirement Blend 2030 Trust to T. Rowe Price Retirement Blend 2030 Fund | $6.8M to $8.2M |
| Collective trust to mutual fundT. Rowe Price Retirement Blend 2025 Trust to T. Rowe Price Retirement Blend 2040 Fund | $4.5M to $6.0M |
| Collective trust to mutual fundT. Rowe Price Retirement Blend 2040 Trust to T. Rowe Price Retirement Blend 2035 Fund | $4.5M to $5.7M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 4 stable value or insurance lines, 2 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.