Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP6 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $71,708 |
MORGAN STANLEY SMITH BARNEY6 years Filed as: MORGAN STANLEY GLOBAL Service code 27 · EIN 26-4310632 | Advisory (Plan) | $43,742 |
11 funds of $250K or more; 17 lines in all, holding $23.9M of the plan's $24.3M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: American Funds Target Date, mutual fund, 88% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 13 vintages | $21.0M | 88.1% |
| iShares S&P 500 Index Fund BlackRock · ETF Index | $1.3M | 5.3% |
| Principal Blue Chip SA-Z Principal · Separate account Recordkeeper's own fund | $586K | 2.5% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $190K | 0.8% |
| Equity Income Fund American Century · Mutual fund | $144K | 0.6% |
| ClearBridge International Growth Fund Franklin Templeton · Mutual fund | $133K | 0.6% |
| MFS Mid Cap Value Fund MFS (Sun Life) · Mutual fund | $112K | 0.5% |
| Invesco Emerging Markets ex-China Fund Invesco · Mutual fund | $106K | 0.4% |
| Janus Henderson Small Cap Value Fund Janus Henderson · Mutual fund | $87K | 0.4% |
| MFS Mid Cap Growth Fund MFS (Sun Life) · Mutual fund | $83K | 0.3% |
Added 1 fund. Changed share class on 1 fund.
| Fund | Year-end value |
|---|---|
| Share class changeiShares S&P 500 Index Fund Class K Shares to iShares S&P 500 Index Fund | $1.2M to $1.3M |
| AddedPrincipal Blue Chip SA-Z | $586K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.