Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 4340 REDWOOD HWY · SAN RAFAEL, CA 94903 | Advisory (Plan) | $19,017 |
EMPOWER ADVISORY GROUP, LLC2 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $15,686 |
Filed as: ARES RETIREMENT PLAN SERVICES LLC Service code 13 5100 POPLAR AVE SUITE 810 · MEMPHIS, TN 38137 | Contract Administrator | $13,496 |
7 funds of $250K or more; 26 lines in all, holding $5.3M of the plan's $6.4M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Nuveen Lifecycle Index, mutual fund, 35% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 7 vintages | $1.8M | 34.6% |
| Nuveen Lifecycle TIAA (Nuveen) · Mutual fund Target-date, 3 vintages | $1.6M | 30.8% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $439K | 8.2% |
| Am Fds Bond Fund of Amer R6 Manager not matched · Mutual fund | $219K | 4.1% |
| Fidelity Advisor Semiconductors Fund Class Z Fidelity (FMR) · Mutual fund | $161K | 3.0% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $122K | 2.3% |
| PIMCO StockPLUS International Fund Institutional Class PIMCO (Allianz) · Mutual fund | $121K | 2.3% |
| Nuveen Large Cap Growth Index Fund Class R6 TIAA (Nuveen) · Mutual fund Index | $113K | 2.1% |
| Am Fds New Perspective Fd Cl R6 Capital Group · Mutual fund | $99K | 1.8% |
| Columbia Small Cap Growth Fund Ameriprise (Columbia Threadneedle) · Mutual fund | $99K | 1.8% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.