Filed January 17, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 8-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $108,434 |
SWM ADVISORS2 years Service code 99 · EIN 45-2514987 | Other Fees | $18,211 |
Service code 99 · EIN 61-1758632 | Other Fees | $5,611 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,054 | $45,000-28.8% | $143,757-77.7% | $77,904-58.9% |
| Participation rate | 67.7% | 66.8%+0.9pp | 80.3%-12.6pp | 73.7%-6.0pp |
| Annual return | -14.34% | 29.03%-43.4pp | -0.04%-14.3pp | 12.21%-26.5pp |
| Employer contribution / active EE | $72 | $1,870-96.1% | $4,951-98.5% | $2,848-97.5% |
| Participant deferral / active EE | $3,808 | $3,157+20.7% | $5,637-32.4% | $4,806-20.8% |
| Admin fee / account holder | $134 | $98+36.0% | $14,673-99.1% | $133+1.0% |