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| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC2 years Filed as: SECURITIES AMERICA ADVISORS, INC. Service code 26 12325 PORT GRACE BLVD · LA VISTA, NE 681280001 | Advisory (Participants) | $17,007 |
NEWPORT GROUP, INC.1 year Service code 15 5700 WESTOWN PARKWAY · WEST DES MOINES, IA 50266 | Recordkeeping | $10,214 |
NATIONWIDE5+ years Service code 13 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Contract Administrator | $8,869 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,286 | $67,703-53.8% | $127,803-75.5% | $65,185-52.0% |
| Participation rate | 46.0% | 74.5%-28.5pp | 79.0%-33.0pp | 70.2%-24.2pp |
| Annual return | 18.15% | 24.36%-6.2pp | 26.14%-8.0pp | 29.38%-11.2pp |
| Employer contribution / active EE | $1,421 | $3,724-61.8% | $4,576-68.9% | $2,177-34.7% |
| Participant deferral / active EE | $2,290 | $4,787-52.2% | $6,023-62.0% | $3,514-34.8% |
| Admin fee / account holder | $344 | $618-44.5% | $9,399-96.3% | $847-59.5% |