Filed August 7, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $159,883 |
Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $44,065 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,572 | $65,708-59.6% | $76,667-65.3% | $77,775-65.8% |
| Participation rate | 97.1% | 79.0%+18.2pp | 72.1%+25.0pp | 73.2%+23.9pp |
| Annual return | 20.13% | 49.86%-29.7pp | 1166.74%-1146.6pp | 32.58%-12.5pp |
| Employer contribution / active EE | $0 | $2,167-100.0% | $2,303-100.0% | $2,504-100.0% |
| Participant deferral / active EE | $3,042 | $3,254-6.5% | $3,336-8.8% | $3,966-23.3% |
| Admin fee / account holder | $137 | $91+51.3% | $6,423-97.9% | $100+37.3% |