Filed February 22, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: AMERIPRISE FINANCIAL Service code 10 · EIN 41-0973005 | Accounting | $2,239,627 |
Service code 19 · EIN 51-0396365 | Securities Custodian | $38,010 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $132,338 | $84,948+55.8% | $70,449+87.8% | $73,409+80.3% |
| Participation rate | 41.4% | 79.9%-38.5pp | 75.1%-33.6pp | 72.2%-30.7pp |
| Annual return | 13.33% | 13.39%-0.1pp | 109.03%-95.7pp | 59.29%-46.0pp |
| Employer contribution / active EE | $1,347 | $2,834-52.5% | $2,737-50.8% | $2,234-39.7% |
| Participant deferral / active EE | $3,644 | $3,387+7.6% | $3,709-1.8% | $3,805-4.3% |
| Admin fee / account holder | $196 | $98+99.3% | $3,845-94.9% | $158+23.8% |