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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 26 · EIN 13-2638166 1000 HARBOR BOULEVARD · WEEHAWKEN, NJ 07086 | Advisory (Participants) | $19,983 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $2,078 |
11 funds of $250K or more; 26 lines in all, holding $11.5M of the plan's $11.8M. From the 2025 filing. Recordkeeper: John Hancock (Manulife).
Target-date series: John Hancock Lifetime Blend, other, 77% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| John Hancock Lifetime Blend Manager not matched · Other Target-date, 12 vintages | $8.9M | 77.1% |
| S&P 500 Index Fund Manager not matched · Mutual fund Index | $1.0M | 9.1% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $444K | 3.8% |
| AB Large Cap Growth Fund Inc AllianceBernstein · Mutual fund | $287K | 2.5% |
| JH Multimanager Balanced LS Manager not matched · Other | $173K | 1.5% |
| Equity Income Fund Manager not matched · Mutual fund | $84K | 0.7% |
| Columbia Overseas Value Fund Ameriprise (Columbia Threadneedle) · Mutual fund | $71K | 0.6% |
| Vanguard Explorer Fund Vanguard · Mutual fund | $58K | 0.5% |
| MFS Mid Cap Growth Fund MFS (Sun Life) · Mutual fund | $52K | 0.4% |
| JH Multimanager Conserv LS Manager not matched · Other | $51K | 0.4% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.