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| Provider | Service type | Compensation |
|---|---|---|
MARINER LLC4 years Filed as: MARINER WEALTH ADVISORS, LLC Service code 15 · EIN 20-4553256 | Recordkeeping | $24,050 |
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $10,829 |
ADP BROKER-DEALER6 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,149 | $54,674+63.1% | $76,089+17.2% | $74,429+19.8% |
| Participation rate | 94.4% | 60.3%+34.0pp | 69.1%+25.3pp | 67.2%+27.1pp |
| Annual return | 13.07% | 31.89%-18.8pp | 360.94%-347.9pp | 1368.38%-1355.3pp |
| Employer contribution / active EE | $5,502 | $1,781+208.9% | $2,690+104.5% | $2,625+109.6% |
| Participant deferral / active EE | $10,060 | $3,071+227.6% | $4,259+136.2% | $4,348+131.4% |
| Admin fee / account holder | $222 | $2,238-90.1% | $6,418-96.5% | $1,944-88.6% |