Retirement plan

LAW OFFICE OF ALEXANDRA FREEDMAN SMITH, LLC 401(K) PLAN

Name: LAW OFFICE OF ALEXANDRA FREEDMAN SMITH, LLC - LAW OFFICE OF ALEXANDRA FREEDMAN SMITH, LLC 401(K) PLAN (2021) Form 5500
Creator: LAW OFFICE OF ALEXANDRA FREEDMAN SMITH, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, LAW OFFICE OF ALEXANDRA FREEDMAN SMITH, LLC 401(K) PLAN, LAW OFFICE OF ALEXANDRA FREEDMAN SMITH, LLC

LAW OFFICE OF ALEXANDRA FREEDMAN SMITH, LLCEIN 81-3739986Plan #001PY 2021

925 LUNA CIRCLE NW - ALBUQUERQUE, NM 87102505-314-8884

Prospect flagsLow returnsLow fidelity bond

How to read this page

Total assets (EOY)

$136K

+51.2% from 2020

Total participants

+33.3% from 2020

Average account balance

$33,987

+13.4% from 2020

Annual return

9.61%

-5.96 pp from 2020

Benchmarks

See 126,169 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants<25

Cohort126,169 peers

Snapshot2021

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

$740K

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$185K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

133.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$55K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$18K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.39%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$1417

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

See the 7-year trajectory. $4.99 for your first month.

Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.

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Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2G2J2R3B3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$703

$234 / participant

Other / not subdivided$703100.0%

% of EOY assets

0.517%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$33,987

$176,056-80.7%

$159,436-78.7%

$167,490-79.7%

Participation rate

100.0%

84.9%+15.1pp

82.8%+17.2pp

82.1%+17.9pp

Annual return

9.61%

331.75%-322.1pp

263.57%-254.0pp

478.56%-469.0pp

Employer contribution / active EE

$1,914

$5,297-63.9%

$4,829-60.4%

$4,837-60.4%

Participant deferral / active EE

$10,551

$7,750+36.1%

$7,352+43.5%

$6,341+66.4%

Admin fee / account holder

$176

$12,554-98.6%

$10,799-98.4%

$12,309-98.6%

LAW OFFICE OF ALEXANDRA FREEDMAN SMITH, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

LAW OFFICE OF ALEXANDRA FREEDMAN SMITH, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion