Retirement plan

SIMPSON, BEETON, SHABBOT & MCCONNELL, LLC. EMPLOYEES' 401(K) PLAN

Name: SIMPSON, BEETON, SHABBOT & MCCONNELL, LLC. - SIMPSON, BEETON, SHABBOT & MCCONNELL, LLC. EMPLOYEES' 401(K) PLAN (2016) Form 5500
Creator: SIMPSON, BEETON, SHABBOT & MCCONNELL, LLC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SIMPSON, BEETON, SHABBOT & MCCONNELL, LLC. EMPLOYEES' 401(K) PLAN, SIMPSON, BEETON, SHABBOT & MCCONNELL, LLC.

SIMPSON, BEETON, SHABBOT & MCCONNELL, LLC.EIN 81-3354803Plan #001PY 2016

P O BOX 538 - GALVESTON, TX 77553409-763-4626beetonshabot.comLinkedIn1-10 employeeslegal services

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$240K

No prior year

Total participants

No prior year

Average account balance

$79,948

No prior year

Annual return

4.24%

No prior year

Benchmarks

See 113,086 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants<25

Cohort113,086 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$414K

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$138K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$26K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$9K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.93%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$656

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2J

Plan features

2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$2K

$558 / participant

Other / not subdivided$2K100.0%

% of EOY assets

0.698%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$79,948

$135,956-41.2%

$123,894-35.5%

$273,972-70.8%

Participation rate

100.0%

84.1%+15.9pp

81.4%+18.6pp

83.0%+17.0pp

Annual return

4.24%

56.63%-52.4pp

47.52%-43.3pp

41.46%-37.2pp

Employer contribution / active EE

$3,994

$5,170-22.7%

$4,617-13.5%

$4,869-18.0%

Participant deferral / active EE

$12,583

$6,343+98.4%

$5,984+110.3%

$5,287+138.0%

Admin fee / account holder

$558

$9,817-94.3%

$8,357-93.3%

$10,133-94.5%

SIMPSON, BEETON, SHABBOT & MCCONNELL, LLC. EMPLOYEES' 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SIMPSON, BEETON, SHABBOT & MCCONNELL, LLC. EMPLOYEES' 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion