Filed June 25, 2024 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $135,228 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $140,185 | $82,188+70.6% | $125,401+11.8% | $64,829+116.2% |
| Participation rate | 97.8% | 77.9%+19.8pp | 82.4%+15.4pp | 71.5%+26.3pp |
| Annual return | -14.24% | 3.50%-17.7pp | 572.53%-586.8pp | 32.85%-47.1pp |
| Employer contribution / active EE | $3,666 | $3,617+1.3% | $4,816-23.9% | $2,507+46.2% |
| Participant deferral / active EE | $12,938 | $7,177+80.3% | $7,448+73.7% | $4,312+200.1% |
| Admin fee / account holder | $108 | $163-33.7% | $10,008-98.9% | $188-42.4% |