Filed June 8, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 14 · EIN 81-0448832 | Plan Administrator | $128,494 |
Service code 28 · EIN 13-3089070 | Investment Management | $30,711 |
LOOMIS SAYLES3+ years Filed as: LOOMIS, SAYLES & COMPANY, L.P. Service code 28 · EIN 04-3200030 | Investment Management | $25,515 |
Filed as: MERRILL LYNCH, PIERCE, FENNER & SMI Service code 27 · EIN 13-5674085 | Advisory (Plan) | $22,773 |
DENVER INVESTMENTS3+ years Service code 28 · EIN 84-1284659 | Investment Management | $17,432 |
WELLS FARGO BANK, N.A.3+ years Filed as: WELLS FARGO BANK N.A. Service code 19 · EIN 94-1347393 | Securities Custodian | $15,770 |
EIDE BAILLY LLP3+ years Service code 10 · EIN 45-0250958 | Accounting | $9,644 |
CHRISTENSEN FULTON & FILZ, PLLC3+ years Service code 29 · EIN 43-1991556 | Legal | $9,277 |
CAMBIAR INVESTORS LLC1 year Service code 28 · EIN 84-1596610 | Investment Management | $8,867 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,704 | $60,545-42.7% | $92,233-62.4% | $69,631-50.2% |
| Participation rate | 100.0% | 72.2%+27.8pp | 76.5%+23.5pp | 70.7%+29.3pp |
| Annual return | 17.16% | 19.71%-2.6pp | 176.28%-159.1pp | 27571.02%-27553.9pp |
| Employer contribution / active EE | $4,268 | $2,633+62.1% | $3,679+16.0% | $2,032+110.0% |
| Participant deferral / active EE | $0 | $2,828-100.0% | $3,897-100.0% | $3,224-100.0% |
| Admin fee / account holder | $443 | $145+206.0% | $5,194-91.5% | $110+301.1% |