Filed September 16, 2019
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC6 years Service code 27 PO BOX 9497 · NEW YORK, NY 10087 | Advisory (Plan) | $30,173 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 | Recordkeeping Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,669 | $47,553-12.4% | $136,867-69.6% | $69,733-40.2% |
| Participation rate | 65.5% | 61.4%+4.1pp | 74.5%-9.1pp | 62.5%+3.0pp |
| Annual return | 27.59% | -91.50%+119.1pp | 42.97%-15.4pp | 15.22%+12.4pp |
| Employer contribution / active EE | $1,540 | $2,087-26.2% | $3,547-56.6% | $2,250-31.6% |
| Participant deferral / active EE | $7,768 | $2,300+237.7% | $4,924+57.8% | $3,054+154.3% |
| Admin fee / account holder | $34 | $3,496-99.0% | $10,340-99.7% | $3,102-98.9% |